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Investment Industry Regulatory Organization of Canada
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391	We are here today to present our views on what we believe is the most important topic on the minds of our members as they face the looming prospect of retirement Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:55 Business Money Financial adviser Investment Industry Regulatory Organization of Canada Investment Advisor Finance Financial economics Investment
392	REPORT FROM THE PRESIDENT AND CEO This Annual Report outlines the steps we have taken over the past year to protect investors, foster fair, efficient, competitive capital markets and promote compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-08-30 15:19:06 Business Self-regulatory organizations Investment Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Exempt market dealer International Organization of Securities Commissions High-frequency trading Financial economics Financial regulation Finance
393	Microsoft Word - gazette_doc2.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:51 73rd United States Congress Financial regulation Financial system New Deal Securities Act Regulation D Investment Industry Regulatory Organization of Canada Securities Commission United States Securities and Exchange Commission Financial economics United States securities law
394	Joanne De Laurentiis PRESIDENT & CEO BY ELECTRONIC MAIL: [removed], [removed] February 25, 2011 Marsha Manolescu Senior Policy Advisor Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:55 Private law Mutual Fund Dealers Association Legal entities Types of business entity Corporation Investment Industry Regulatory Organization of Canada Incorporation Corporations law Business Law
395	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed]F[removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2008-07-21 06:58:02 Business Mutual Fund Dealers Association James Madison Securities Financial adviser Constitutional amendment Investment Industry Regulatory Organization of Canada First Amendment to the United States Constitution United States Bill of Rights Financial economics Finance Investment
396	Chapter 13 SROs, Marketplaces and Clearing Agencies 13.1 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-07-10 09:05:41 Autorité des marchés financiers Ontario Securities Commission Investment Industry Regulatory Organization of Canada British Columbia Securities Commission Provinces and territories of Canada Securities Commission Canadian securities regulation Securities Financial economics Government
397	Association Advisor Incorporation Letter to CSA - April 4, 2009 Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2009-04-15 10:34:32 Canadian law Canadian securities regulation Mutual Fund Dealers Association Financial adviser Canadian Securities Administrators Mutual fund Investment Industry Regulatory Organization of Canada Exempt market dealer Financial economics Investment Finance
398	OSC Staff Notice: [removed]OSC Annual Summary Report for Dealers, Advisers and Investment Fund Managers Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-11-22 11:32:35 Business Exempt market dealer Canadian securities regulation Financial adviser Securities Act Securities regulation in the United States Over-the-counter Investment Industry Regulatory Organization of Canada U.S. Securities and Exchange Commission Financial economics Finance Investment
399	IIROC News Releases, notices and related documents: September 18, 2014 – News Release: IIROC republishes remaining Client Relationship Model reforms September 18, 2014 – Rules Notice: Client Relationship Model – P Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-09-18 13:16:04 Financial economics Business Financial system Finance Investment Financial regulation Investment Industry Regulatory Organization of Canada Securities
400	IIROC’s Study of High Frequency Trading (HFT) IIROC News Releases: May 27, [removed]IIROC announces third project team to study impact of HFT April 23, 2014 – IIROC announces Academics for HFT impact analysis May 2, 2 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-30 14:56:04 Investment Mathematical finance Stock market High-frequency trading Investment Industry Regulatory Organization of Canada High frequency Frequency Finance Financial economics Financial markets

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